Programs
Bring your book, or start your practice. Same platform, same payout.
Most advisors who join already have clients. If that is you, the Existing Book Program adds transfer and integration help on top of everything else. If you are starting out, the New Advisor Program gets you licensed and launched.
Existing Book Program
For licensed advisors who want to move their clients to a firm where they keep more of the fees they generate.
- The full compliance, administrative, and technology platform
- The same payout grid: 82.5% rising to 97.5% of your fees
- Account transfer assistance
- Tech stack integration
- Additional support throughout your transition
- No minimum book size
New Advisor Program
For people starting a career in financial advice who want to build a practice from day one.
- No Series 65 required to apply
- You cannot work with clients until you pass the exam
- You pay the exam fee up front. Once you pass, the firm reimburses the cost of the first attempt
- If it takes more than one attempt, the retakes are your responsibility
- Full access to the compliance, administrative, and technology platform
- No minimums
Side by side
| Existing Book | New Advisor | |
|---|---|---|
| Series 65 needed to apply | Licensed advisors | No |
| License sponsorship | Not applicable | Yes. Reimbursed for the first attempt once you pass |
| Compliance and administration | Included | Included |
| Technology stack | Included, with integration help | Included |
| Account transfer assistance | Included | Not applicable |
| Minimums | None | None |
| Payout grid | Same | Same |
Ready to build your practice?
Applications are always open. There is no cap on how many advisors we bring on, and no minimum book size.
Apply now